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Aetiology of childhood pneumonia in low- and middle-income countries in the era of vaccination: a systematic review

Claire von Mollendorf1,2, Daria Berger3, Amanda Gwee1,2,3, Trevor Duke2,3, Stephen M Graham1,2,3, Fiona M Russell1,2*, E Kim Mulholland1,2,4*, ARI review group

1 Murdoch Children’s Research Institute, Royal Children’s Hospital, Flemington Road, Parkville, Victoria, Australia
2 Department of Paediatrics, The University of Melbourne, Parkville, Victoria, Australia
3 Royal Children’s Hospital, Parkville, Victoria, Australia
4 Department of Infectious Disease Epidemiology, London School of Hygiene and Tropical Medicine, London, UK
* Equal contribution

DOI: 10.7189/jogh.12.10009

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Abstract

Background

This systematic review aimed to describe common aetiologies of severe and non-severe community acquired pneumonia among children aged 1 month to 9 years in low- and middle-income countries.

Methods

We searched the MEDLINE, EMBASE, and PubMed online databases for studies published from January 2010 to August 30, 2020. We included studies on acute community-acquired pneumonia or acute lower respiratory tract infection with ≥1 year of continuous data collection; clear consistent case definition for pneumonia; >1 specimen type (except empyema studies where only pleural fluid was required); testing for >1 pathogen including both viruses and bacteria. Two researchers reviewed the studies independently. Results were presented as a narrative summary. Quality of evidence was assessed with the Quality Assessment Tool for Quantitative Studies. The study was registered on PROSPERO [CRD42020206830].

Results

We screened 5184 records; 1305 duplicates were removed. The remaining 3879 titles and abstracts were screened. Of these, 557 articles were identified for full-text review, and 55 met the inclusion criteria – 10 case-control studies, three post-mortem studies, 11 surveillance studies, eight cohort studies, five cross-sectional studies, 12 studies with another design and six studies that included patients with pleural effusions or empyema. Studies which described disease by severity showed higher bacterial detection (Streptococcus pneumoniae, Staphylococcus aureus) in severe vs non-severe cases. The most common virus causing severe disease was respiratory syncytial virus (RSV). Pathogens varied by age, with RSV and adenovirus more common in younger children. Influenza and atypical bacteria were more common in children 5-14 years than younger children. Malnourished and HIV-infected children had higher rates of pneumonia due to bacteria or tuberculosis.

Conclusions

Several viral and bacterial pathogens were identified as important targets for prevention and treatment. Bacterial pathogens remain an important cause of moderate to severe disease, particularly in children with comorbidities despite widespread PCV and Hib vaccination.

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Acute lower respiratory infections (ALRI), including pneumonia and viral bronchiolitis, remain among the leading causes of illness and death among children younger than 5 years despite the widespread introduction of pneumococcal conjugate vaccine (PCV) and Haemophilus influenzae type b (Hib) vaccine [1]. Several multi-country childhood pneumonia aetiology studies attempted to define the common causes of ALRIs. From 1984 to 1989, the BOSTID (Board on Science and Technology for International Development) Study [2], conducted in 10 countries in Africa, Asia, and Latin America, detected viruses and bacteria from upper respiratory tract specimens and bacterial blood culture and bacterial antigens from urine specimens. The study enrolled children aged <5 years with upper and lower respiratory tract infections with variable case definitions across sites. The study found a high prevalence of respiratory syncytial virus (RSV) (11%-37%) and bacteria (4.5%-40%), predominantly Streptococcus pneumoniae and H. influenzae, in children with ALRI [2].

The Pneumonia Etiology Research for Child Health (PERCH) study was initiated in 2008 to determine the changing aetiology of childhood ALRI in high burden settings in Africa and Asia [3]. This case-control study included cases consistent with the WHO definition of severe and very severe pneumonia cases, included multiple specimen types and utilised novel analytical methods to analyse microbiological findings. Overall, viruses were found to account for 61.4% of cases, and bacteria for 27.3%. The highest aetiological fraction was attributable to RSV (31%), followed by human metapneumovirus (HMPV) (7.5%), rhinovirus (7.5%), parainfluenza virus (7.4%), S. pneumoniae (6.7%), Hib (5.9%) and influenza virus (2.0%). S. pneumoniae and S. aureus were the most common bacterial causes of severe pneumonia [3]. Another case-control study by the GABRIEL (Global Approach to Biological Research, Infectious diseases and Epidemics in Low-income countries) network was conducted in eight countries, between 2010 and 2014 [4]. The study enrolled children meeting the WHO clinical pneumonia case definition [5] and S. pneumoniae, RSV, and rhinovirus were identified as the major causes of pneumonia [4].

This review aimed to determine the common aetiology of severe and non-severe community-acquired pneumonia (CAP) among children 1 month to 9 years of age in low- and middle-income countries (LMICs) globally. This included identifying the main aetiological agents responsible for childhood pneumonia; determining the variation of pneumonia aetiology by region, severity, mortality settings, age groups, comorbidities, and by PCV and Hib vaccine introduction status; and identifying the main pathogens responsible for pneumonia mortality.

METHODS

Search strategy and selection criteria

We conducted a systematic review, reported in accordance with PRISMA 2020 guidelines [6], to summarise common aetiological causes of childhood pneumonia in the era of widespread PCV and Hib vaccination. Our protocol was registered with PROSPERO on September 29, 2020 [CRD42020206830]. Studies were identified by searching electronic databases and scanning reference lists of included articles. We searched MEDLINE (Ovid), EMBASE (Ovid), and PubMed, for references from 2010 to date of search (August 30, 2020) in consultation with a research librarian, using Medical Subject Headings (MeSH), thesaurus terms and keywords. The PubMed search used keywords to retrieve E-pubs and items not indexed in MEDLINE. We included terms for pneumonia, different specimen types, different aetiological causes and LMICs. We used “include related terms” options in the searches and combined the search terms using Boolean operators “OR” and “AND”. For the detailed MEDLINE (OVID) and PubMed search strategies see Appendix S1 in the Online Supplementary Document.

This review was restricted to articles published from 2010 onwards to focus on the post-PCV and Hib vaccination period and build on a previous review conducted in 2010 [7]. We included studies of acute CAP and ALRI which contained data on children aged from one month to 9 years, had one or more year of continuous data collection, had a clear and consistent case definition for pneumonia (WHO- and non-WHO-defined pneumonia), included the testing of more than one specimen type (except for empyema studies where only pleural fluid was required), had data on more than one pathogen, and included both viruses and bacteria. We limited our search to English language articles from low-and-middle-income countries (LMICs) and included randomised controlled trials, clinical trials, and observational studies (cohort studies, cross-sectional studies, and case-control studies). We excluded retrospective studies that focused on patient subsets; studies that described aetiology of acute bronchiolitis only; studies where we were unable to distinguish the aetiology of pneumonia cases from other syndromes (eg, pneumonia cases within a study of invasive pneumococcal disease (IPD)) or distinguish lower respiratory cases from milder syndromes such as upper respiratory tract infections (URTIs); and studies of hospital-acquired pneumonia patients or ventilator associated pneumonia. Animal studies, case reports, comments, letters, and editorials were also excluded.

Data extraction, quality assessment and data synthesis

All articles identified during our library database search were extracted into an EndNote library (X7.7.1, New York, USA). All articles were imported into COVIDENCE [8] and duplicates were excluded. Two reviewers screened titles and abstracts of selected citations. Full texts were obtained based on selected citations from screening results. Full text eligibility was performed independently by two reviewers and disagreement was resolved by consensus. Data extraction was performed in COVIDENCE, including: first author, year of publication, country, WHO region and World Bank income classification, mortality setting, PCV and Hib status, study aim, study design and setting, study period, population characteristics, case definition and eligibility determination, specimens collected, laboratory tests and pathogens tested for and identified. The quality and bias of studies were assessed using the “Quality Assessment Tool for Quantitative Studies” developed by the Effective Public Health Practice Project (EPHPP) [9]. This standardised tool results in an overall methodological rating of strong, moderate, or weak in eight areas: selection bias, study design, confounders, blinding, data collection methods, withdrawals and dropouts, intervention integrity and analysis. A narrative synthesis was performed based on identified themes that emerged as the review was conducted. No meta-analysis was conducted.

RESULTS

Our database search identified 5184 records; 1305 duplicates were removed (Figure 1). The remaining 3879 titles and abstracts were screened. Of these, 557 articles were identified for full text review, and 55 met the inclusion criteria. The most common reasons for excluding studies were: wrong patient population (no clear case definition, IPD, only subgroups); wrong outcomes (no aetiology results, no results by age group or diagnosis, only antibiotic resistance or mortality); and conference abstracts with no subsequent publications.

Figure 1.  PRISMA flow diagram for search strategy of aetiology of childhood pneumonia review.

Characteristics are presented separately for each study type (Tables S1-S7 in the Online Supplementary Document): 10 case-control studies, three post-mortem studies, 10 surveillance programmes, eight cohort studies, four cross-sectional studies and 12 studies with another study design. We also identified eight studies in patients with pleural effusions or empyema. There were diverse pneumonia case definitions across all studies. Thirty-two studies (25 individual, seven network) included upper-middle income countries, 24 (17 individual, seven network) included lower-middle income countries, and 11 (six individual, five network) included low-income countries (LICs). Out of the 55 studies, 29 (53%) included children aged 5 years or younger only; 18 (33%) included older children, with the upper age limit ranging from 6 to 18 years, predominantly from the Africa Regional Office (AFRO) (n = 8) and for the Western Pacific Regional Office (WPRO) (n = 4) region. The remaining eight (14%) studies included all age groups, with five from the South East Asia Regional Office (SEARO) region and one each from AFRO/WPRO/Pan American health Organization (PAHO). Most studies were conducted in the PCV and Hib vaccination era.

Case-control studies

Of the 10 case-control studies (Table 1; Table S1 in the Online Supplementary Document), two were part of the GABRIEL network [4,16] and four part of the PERCH network [3,12,15,17]. The remaining four were conducted in the context of long-standing surveillance programmes or cohort studies [10,11,13,14]. The GABRIEL network [4,16] included children 2-60 months of age with WHO-defined pneumonia hospitalised in eight countries (Cambodia, China, Haiti, India, Madagascar, Mali, Mongolia, Paraguay). Based on upper respiratory sample testing by polymerase chain reaction (PCR), the most common pathogens identified in 888 cases included S. pneumoniae (n = 605, 68.2%), S. aureus (n = 107, 12.1%), Hib (n = 47, 5.3%), HMPV (n = 76, 8.6%), rhinovirus (n = 221, 24.9%), and RSV (n = 178, 20.0%). S. pneumoniae, HMPV, rhinovirus, RSV, parainfluenza virus 1, 3, and 4, and influenza virus A and B were independently associated with pneumonia; adjusted population attributable fraction was 42.2% (95% confidence interval (CI) = 35.5%-48.2%) for S. pneumoniae, 18.2% (95% CI = 17.4%-19.0%) for RSV, and 11.2% (95% CI = 7.5%-14.7%) for rhinovirus. The mixed bacterial-viral detection rate was 59.6% in cases and 36.1% in controls.

Table 1.  Aetiology of pneumonia in case-control studies

SP – Streptococcus pneumoniae, SA – Staphylococcus aureus, MC – Moraxella catarrhalis, BP – Bordetella pertussis, Hib – Haemophilus influenzae type b, MP – Mycoplasma pneumoniae, HI – Haemophilus influenza, NTS – Non-typhi Salmonella, KP – Klebsiella pneumoniae, CP – Chlamydophila pneumoniae, PA – Pseudomonas aeruginosa, ST – Salmonella typhi, RV – Rhinovirus, EV – Enterovirus, RSV – Respiratory syncytial virus, INFA/B/C – Influenza (types A, B, and C), PIV1/2/3/4 – Parainfluenza (types 1, 2, 3, and 4), AdV – Adenovirus, HMPV – Metapneumovirus, BV – Bocavirus, CMV – Cytomegalovirus, CoV – Coronavirus (NL63,229E, OC43, and HKU1), PAV – Parechovirus, PJP – Pneumocystis jirovecii, NPW – Nasopharyngeal wash, NPS – Nasopharyngeal swab, PF – pleural fluid, OPS – oropharyngeal swab, IS – induced sputum, GA – gastric aspirate, BC – blood culture; y – year, yo – year old, mo – months

The PERCH network [3,12,15,17] included children 1-59 months of age with WHO-defined (2005) severe and very severe pneumonia [5] hospitalised in seven countries (Bangladesh, The Gambia, Kenya, Mali, South Africa, Thailand, Zambia). All countries had introduced Hib, except Thailand, and PCV, except Thailand, Bangladesh and Zambia (the latter introduced PCV in the last few months of the study). Based on an integrated aetiological analysis incorporating multiple specimens (including oro/nasopharyngeal swabs) and tests, viruses accounted for 61.4% of causes, bacteria for 27.3% and Mycobacterium tuberculosis for 5.9%. This varied across age groups and pneumonia severity, with viruses less common (54.5% vs 68.0%) and bacteria more common (33.7% vs 22.8%) in very severe compared with severe pneumonia cases. Results also varied according to specimen type and test used. Around 3% of blood cultures and 13.5% of lung aspirate cultures across all sites tested positive for bacteria. For all age groups and cases, RSV had the highest aetiological fraction, 31.1% (95% CI = 28.4-34.2). Mixed bacterial-viral detection was high in both cases (83.5%) and controls (75.8%) [3].

In the four case-control studies not part of networks [10,11,13,14], only RSV and influenza were consistently shown to be more commonly detected in cases than controls. In two of these studies, the control group were children visiting clinics for non-severe illness, immunisations or medicine refills, with no history of fever, respiratory symptoms or diarrhoea during the preceding two weeks [10,11]; one study included children with no pneumonia on admission, and no recent history of respiratory symptoms [14], while the last study included controls who were asymptomatic or had URTI symptoms [13]. Severe acute respiratory illness (SARI) surveillance in Kenya reported that the frequency of viruses differed by age, with RSV more common in the 0-11-month age group and influenza and adenovirus more common in the 24-59-month age group [10,11]. Rhinovirus was common across all age groups.

Only PERCH described ALRI aetiology by severity of disease [3], with a higher proportion of bacteria (S. pneumoniae and H. influenzae) observed in very severe (cough or difficulty breathing and one or more danger signs) compared to severe pneumonia (cough or difficulty breathing with lower chest wall indrawing). Two other studies described deaths in pneumonia patients diagnosed with viral and bacterial aetiology – HMPV (in severely malnourished children) [14], parainfluenza virus and S. pneumoniae [16] were found to be important in these cases. In the latter study, three of the four sites introduced PCV during the course of the study [16]. For children with pneumonia and comorbidities, the PERCH study found malnutrition was more common in cases than controls. Among cases, those who had Pneumocystis jirovecii detected on nasopharyngeal swab were more likely than other cases to be <6 months of age and malnourished [3].

The only high mortality settings (under 5 mortality rate >50 deaths per 1000 live births) were LICs/LMICs that were part of the two network studies. In PERCH, the three high mortality sites in Africa (The Gambia, Mali and Zambia) reported RSV as the most common pathogen in HIV-uninfected CXR positive patients, with parainfluenza, S. pneumoniae or HMPV rated second respectively. RSV was also the most common pathogen in the lower mortality sites. In the GABRIEL Network, Haiti, Mali and Madagascar had high mortality. S. pneumoniae was the main bacterium associated with pneumonia in these countries as well as the lower mortality countries.

In the PERCH study, bacterial and virus proportions varied by WHO region [3]. AFRO countries showed a higher proportion of bacterial pathogens, while SEARO countries detected proportionally more viruses; likely partially due to differences in the presentation of enrolled cases, with proportionally more cases in Bangladesh presenting with wheezing [3]. In the GABRIEL network study, S. pneumoniae was high in the AFRO, PAHO, and in one WPRO site; the exceptions were China, Cambodia and India (Lucknow), where viruses were detected more commonly [4]. Of the 10 case-control studies, five were deemed of high quality, three moderate and two weak as rated by the EPHPP Quality Assessment Tool.

Post-mortem studies

Of the three post-mortem studies (Table 2; Table S2 in the Online Supplementary Document) [1820], two were part of the CHAMPS (Child Health and Mortality Prevention Surveillance) study which included sites in the WHO SEARO (Bangladesh) and AFRO regions (Mali, Mozambique, South Africa, Kenya) [19,20]. These studies showed that CAP was responsible for 25.2% (in children 0-15 years) to 47% (in children <60 months) of deaths. The most common pathogens identified in children 1-59 months of age who died of lower respiratory tract infections were nosocomial and community-acquired Klebsiella pneumoniae (15.6%-17.8%), cytomegalovirus (CMV, 7%-15.6%), S. pneumoniae (12.5%-15.1%), RSV (5.5%-21.9%) and P. jirovecii (9%-18.8%). Tuberculous and non-tuberculous mycobacteria were common as a standalone direct cause of death, and less so as a comorbid condition. Across all studies, HIV prevalence ranged from 12%-34%. Both Hib and PCV were in routine use in all the countries included in these studies.

Table 2.  Aetiology of pneumonia in post-mortem studies

CMV – Cytomegalovirus, PJP – Pneumocystis jirovecii, TB – tuberculosis, CAP – community acquired pneumonia, mos – months

A study from Zambia [18] included post-mortem examination of the lungs in 121 children who died in-hospital and 92% had lung pathology. Of the 97 children with HIV results, 34% were HIV-infected with lung pathology observed in all cases. Overall, bacterial bronchopneumonia was the most common pathology (50%), followed by interstitial pneumonitis (17%), tuberculosis (8%), CMV pneumonia (7%) and P. jirovecii pneumonia (5%). Malnutrition was the leading comorbidity in all cases (50%). Chawana et al. in South Africa [19] included 127 children up to 14 years of age, 32 (25%) whose immediate or underlying cause of death was CAP in a lower mortality setting. Overall, 12.8% were HIV infected, 23.6% were HIV-exposed uninfected and 62.4% were malnourished. In children 1-11 months where CAP was deemed to be the cause of death, the most common pathogens identified were RSV, PJP (3 HIV-uninfected and 3 HIV-infected), and CMV (2/5 were HIV-infected). The most common pathogens identified in children aged 12-59 months were S. pneumoniae and H. influenzae. Only two children ≥5 years were included. Of the three post-mortem studies, one was deemed of high quality and two weak as rated by the EPHPP Quality Assessment Tool.

Empyema or pleural effusion studies

Eight studies included information on the aetiology of pleural effusions and empyema (Table 3; Table S3 in the Online Supplementary Document) [2123,2528]. Most studies did not test for viral pathogens and excluded TB-associated pleural effusions.

Table 3.  Aetiology of pneumonia in empyema

Bacteria: SP – Streptococcus pneumoniae, MP – Mycoplasma pneumoniae, SA – Staphylococcus aureus, CP – Chlamydophilia pneumoniae, MC – M. catarrhalis, CB – Coxiella burnetii, MT – Mycobacterium tuberculosis, KP – Klebsiella pneumoniae, AB – Acinetobacter baumanii, EC – Escherichia coli, BP – Burkholderia pseudomallei, LG – Legionella spp, PA – Pseudomonas aeruginosa, AC – Acinetobacter calcoaceticus, HI – Haemophilus influenzae, Viruses: AdV – adenovirus, BV – bocavirus, CoV – coronavirus, EV – enterovirus, RV – rhinovirus, HMPV – human metapneumovirus, INF – influenza, PIV – parainfluenza virus, RSV – respiratory syncytial virus, CMV – cytomegalovirus; y – year, yo – year old, mo – months

One PERCH network study [28] showed a predominance of bacterial pathogens (S. pneumoniae = 20% and H. influenzae = 9% in lung aspirate and S. aureus = 50% and S. pneumoniae = 36% in pleural fluid), which contrasted with overall PERCH findings. One study in The Gambia [24], a high mortality setting, included culture and molecular analysis of pleural effusions and lung aspirates from children 2-59 months with severe pneumonia. A combination of singleplex and multiplex PCRs detected pathogens more frequently than culture, with a predominance of bacteria (S. pneumoniae PCR positive = 91% and S. pneumoniae culture positive = 25%) [24].

Other studies also showed a preponderance of bacterial causes, especially S. pneumoniae and S. aureus. Detection rates varied depending on whether culture or PCR was used, and if PCV was introduced. The highest detection rate for S. pneumoniae using culture was in a study conducted in India, prior to routine PCV introduction, which detected pneumococci in 20.7% (n = 31/150) of pleural fluid samples [22]; while Feris-Iglesias et al. [21] reported a pneumococcal detection rate of 54.5% (n = 61/112) using PCR pre-PCV introduction in the Dominican Republic. One study from a high mortality setting identified only 28 patients with effusions, two-thirds of which had S. aureus identified on pleural effusion culture [25].

A study from South Africa enrolled 65 children <14 years of age with a 20% HIV-positivity rate [27]. More than half of the patients (55.3%) had a bacterial pathogen identified predominantly on culture of blood or pleural fluid. The most common pathogen was S. aureus (n = 14), followed by S. pneumoniae (n = 5) and M.tuberculosis (n = 5); although 28 children were treated for TB despite only a minority having a microbiological diagnosis [27]. Another study from South Africa in children <12 years old, identified M.tuberculosis on culture in 12 (8%) cases as part of a prospective cohort and 3 (14%) cases as part a retrospective cohort; there was no difference by HIV status [26]. Of the eight included studies, two were deemed of high quality and six weak as rated by the EPHPP Quality Assessment Tool.

Surveillance studies

Ten surveillance studies [2938] tested patients for a variety of viruses and bacteria, using different specimen types (Table 4; Table S4 in the Online Supplementary Document). In all studies, a high proportion of pneumonia patients (49%-78%) tested positive for one or more respiratory viruses by PCR; most commonly for rhinovirus (15.1%-51.7%), RSV (5.7%-45.9%), influenza (6%-20.4%), HMPV (5%-11%) and adenovirus (5%-21%). Prevalence varied according to age groups and severity of pneumonia cases included in each study. RSV was consistently one of the most common viruses identified in children aged <1 year, with adenovirus, rhinovirus and HMPV also frequently detected [33,35,38]. In all children <5 years, the pattern was similar, while older children (5-14 years) had higher detection rates for influenza and lower for RSV [37,38]. A study from South Africa compared aetiology in HIV-infected and -uninfected children admitted with SARI. HIV-infected cases had more pneumococcal infections (7% vs 4%) detected on whole blood lytA PCR or blood culture and more adenovirus (32% vs 27%) than HIV-uninfected children. In contrast, HIV-uninfected children were more likely to have HMPV (7% vs 4%), RSV (27% vs 13%) and >1 virus detected (34% vs 28%) than HIV-infected cases [33].

Table 4.  Aetiology in surveillance studies

Bacteria: GAS – group A strep, CB – campylobacter, SP – Streptococcus pneumoniae, Spy – Streptococcus pyogenes, SMi – Streptococcus mitis, MP – Mycoplasma pneumoniae, SA – Staphylococcus aureus, CP – Chlamydophilia pneumoniae, CB – Coxiella burnetii, MT – Mycobacterium tuberculosis, KP – Klebsiella pneumoniae, AB – Acinetobacter baumanii, EC – Escherichia coli, BP – Burkholderia pseudomallei, LG – Legionella spp, PA – Pseudomonas aeruginosa, AC – Acinetobacter calcoaceticus, HI – H. influenza, SH – Staphylococcus haemolyticus, SM – Stenotrophomonas maltophilia, PM – Proteus mirabilis, SeM – Serratia marcescens; Viruses: AdV – adenovirus, BV – bocavirus, CoV – coronavirus, EV – enterovirus, RV – rhinovirus, HMPV – human metapneumovirus, INF – influenza, PIV – parainfluenza virus, RSV – respiratory syncytial virus;y – year, yo – year old, mo – months

For bacterial diagnosis, studies that included blood cultures [2931] had low positivity (3%-4%); while those that used other samples (tracheal aspirates or sputum) or PCR had higher positivity rates. A study in Madagascar, a high mortality setting, reported detection rates of 22.4% for S. pneumoniae and 9.9% for Hib on sputum culture in 710 children <5 years with routine PCV and Hib vaccine use [37]. Hib was introduced in 2008 with coverage reported as 71%-74% using WHO-UNICEF estimates [37]. One study from Thailand, which defined TB using the WHO definition of ≥2 acid fast bacilli sputum smear-positive results or one positive smear with an abnormal chest radiograph, detected no TB cases in children aged <5 years and only 3 cases in children 5-17 years [36].

Most studies only reported overall deaths in children with pneumonia [29,36]. Bunthi et.al. described pathogens detected in fatal and non-fatal pneumonia cases in a low mortality setting [32]. Participants with severe pneumonia were recruited across 30 different health care sites in Thailand. In children <5 years, 60 (10%) cases died and 31 (52%) had positive laboratory results. The most common pathogens detected were RSV, adenovirus, HMPV and K. pneumoniae [32]. Of the ten surveillance studies, four were deemed of high quality and six weak as rated by the EPHPP Quality Assessment Tool.

Cohort studies

The eight cohort studies included in the review [3946] had a study period ranging from 1-4 years (Table 5; Table S5 in the Online Supplementary Document). Only one study was in the post-PCV period [41]. Viruses were detected in respiratory samples using PCR, with one study also using virus-specific serum antibody titres [46]. The most common respiratory viruses detected were rhinovirus (31%-40.1%), adenovirus (19.1%-50%), RSV (12.9%-16.9%), influenza (45.7%), and enterovirus (25.3%). Culture was predominantly used for bacterial detection, with or without PCR. Most studies showed low rates of positive blood culture (1%-5.4%); the exception was a study in rural Mozambique, a high mortality setting, with high rates of HIV and PJP, which showed a blood culture positivity rate of 14.8% [43]. Nearly half of these cultures were positive for pneumococcus and a quarter for Hib; however, this study was conducted prior to the introduction of PCV and Hib vaccine. A later study from the same site in Mozambique, following the introduction of Hib vaccine, detected 22 cases (7.9%) with positive blood cultures [40]. The most common bacteria identified were S. pneumoniae, Hib, and non-typhoidal Salmonella (individual numbers not reported) and the most common virus identified in both HIV-infected (31.2%) and HIV-uninfected children (44.7%) was rhinovirus. HIV-infected cases had more RSV (16.5% vs 10.5%), parainfluenza (10.1% vs 2.6%), bocavirus (9.3% vs 2.6%), and influenza (6.8% vs 5.3%) than HIV-uninfected children. In contrast, HIV-uninfected children were more likely to have adenovirus (28.9% vs 17.3%) and HMPV (10.5% vs 8%) than HIV-infected cases [40].

Table 5.  Aetiology of cohort studies

BC – blood culture, NPW – nasopharyngeal washing, IS – induced sputum; SA – Staph aureus, SP – Streptococcus pneumoniae, HI – Haemophilus influenzae, KP – Klebsiella pneumoniae, AB – Acinetobacter spp, ST – Salmonella typhi, EB – Enterobacter spp, EC – Enterococcus coli, PS – Pseudomonas spp, SM – Stenotrophomonas maltophila; CMV – cytomegalovirus, RSV – respiratory syncytial virus, INF – influenza – 15, PIV – parainfluenza, AdV – adenovirus, RV – rhinovirus, CV – coronavirus, EV – enterovirus, HMPV – human metapneumovirus, PaV – parechovirus, BV – bocavirus, SARS – severe acute respiratory syndrome, MP – mycoplasma pneumoniae, CP – chlamydophila pneumoniae, MC – M. catarrhalis; BP – bordetella pertussis; y – year, yo – year old, mo – months

One study used bacterial antibody assays, with 14% of patients positive for pneumococcus and 12% for Hib [46]. Nathan et al. [45] enrolled children with WHO-defined (2013) very severe pneumonia [47] and collected induced sputum and blood samples. Single virus infections were detected in 23.7% (n = 71; rhinovirus (31%), HMPV (22.5%), RSV (16.9%)), and single bacterial infections in 25% (n = 75; H. influenzae (29.3%), S. aureus (24.0%), S. pneumoniae (22.7%)). Co-infections were detected in 40 (13.3%) patients [45]. Of the eight cohort studies, three were deemed of moderate quality and five weak as rated by the EPHPP Quality Assessment Tool.

Cross-sectional studies

Four cross-sectional studies (Table 6; Table S6 in the Online Supplementary Document) were included in the review [4851]. All studies were conducted prior to PCV introduction, and only one study included all ages. Nascimento-Carvalho et al. [49] identified an aetiology in 86.2% of 181 enrolled CAP cases using ELISA and PCR on nasopharyngeal aspirates for viruses and blood culture. ELISA was used in paired serum samples and PCR on serum for bacteria; 84 (46.4%) had viral infections, 26 (14.4%) bacterial infections, 46 (70.8%) mixed viral-bacterial infections, 18 (27.7%) viral-viral infections, and 1 (1.5%) bacterial-bacterial infection. Severe/very severe CAP was detected among 67 (73.6%) cases with a single infection, and 48 (73.8%) with co-infections. There was a similar frequency of viral infection in WHO-defined (2000) severe/very severe and non-severe cases (P = 0.90) [52]; whereas pneumococcal infections increased significantly across the severity of cases (P = 0.04) in children aged 2-59 months [49].

Table 6.  Aetiology of cross-sectional studies

Bacteria: SPStreptococcus pneumoniae, HIHaemophilus influenza, SAStaphylococcus aureus, KbKlebsiella species, ABAcinetobacter species, EBEnterobacter species, SalmSalmonella species, SPsStreptococcus pseudopneumoniae, BDBacteroides species, PVPrevotella species, MTBMycobacterium tuberculosis, MPM. pneumoniae, CTC. trachomatis, MCM. catarrhalis, SNS. negevensis; Viruses: RSV – respiratory syncytial virus, AdV – adenovirus, EV – enterovirus, CoV – coronavirus, INF – influenza, CMV – cytomegalovirus, RV – rhinovirus, PIV – parainfluenza, BV – bocavirus, HMPV – human metapneumovirus; y – year, yo – year old, mo – months

Bacteria identified varied across studies depending on specimens taken and diagnostics used. In children with severe pneumonia in Ghana, the most common bacterium identified was S. aureus [48], while in Brazil, S. pneumoniae and H. influenzae were detected most frequently using culture, PCR, and ELISA [49]. In China, Mycoplasma pneumoniae was detected most commonly using a serum antibody test [50] or PCR on respiratory secretions [51]. The most common viruses detected across studies included RSV (14.1%-33%), rhinovirus (21.5%-31%), parainfluenza virus (3.1%-19.3%), and adenovirus (5.5%-10.2%) [4851]. Parainfluenza virus co-infection with atypical bacteria was associated with longer hospital admissions than single parainfluenza virus infections [51]. Of the four cross-sectional studies, all were rated by the EPHPP Quality Assessment Tool as weak.

Other studies

The 12 remaining studies [5364], included a variety of study designs (Table 7; Table S7 in the Online Supplementary Document). One study was a secondary data analysis from the GABRIEL Network [56], which reported the detection of influenza viruses in 888 hospitalised children aged 2 to 60 months with radiologically confirmed pneumonia. Influenza virus was identified in 9.7% of children; other common viral causes detected were RSV (20.0%) and rhinovirus (24.9%). Although high bacterial carriage was detected on respiratory samples, blood culture was positive in only 2.7% of cases. The use of blood RT-PCR testing increased the detection of bacteria (S. aureus 1.8%, S. pneumoniae 10.4% and H. influenzae 3.4%), but this may also be reflective of carriage.

Table 7.  Aetiology of other studies

Viruses: INFA – influenza A, INFB – influenza B, PIV – parainfluenza virus, AdV – adenovirus, RSV – respiratory syncytial virus, CoV – coronavirus, EV – enterovirus, RV – rhinovirus, BV – bocavirus, HMPV – Human metapneumovirus, PaV – Parechovirus; bacteria: SH – Staphylococcus hominis, SP – Streptococcus pneumoniae, SE – Staphylococcus epidermidis, KP – Klebsiella pneumoniae, MP – Mycoplasma pneumoniae, CP – Chlamydophila pneumoniae, LP – L. pneumophila, HI – Haemophilus influenzae, ST – Salmonella typhi, AB – Acinetobacter, SA – Staphylococcus aureus, SalmE – Salmonella enteritidis, PS – Pseudomonas species, Ent – Enterobacter species;

Fungi: PCP – Pneumocystis pneumonia; DFA – direct immunofluorescence assay, IFA – indirect immunofluorescence assay; IS – induced sputum, BAL – bronchoalveolar lavage, NPA – nasopharyngeal aspirate, NPS – nasopharyngeal swab, OPS – oropharyngeal swab, y – year, yo – year old, mo – months

Three studies from China [54,61,64] and one from Vietnam [60], included children up to 15 years of age and utilised nasopharyngeal swabs for viruses and serology testing for atypical bacteria (M. pneumoniae, Chlamydia pneumoniae). Neither of these countries had PCV as part of their routine vaccination programme. In China, atypical pathogens were more commonly detected in children ≥5 years old (MP = 26.7%-42.4%, CP = 6.7%) compared with younger children (MP = 5.5%-13.6%, CP = 4.9%), whereas viruses such as RSV were more commonly detected in younger children (4%-24.6%) vs older children (1%-3%). The study in Vietnam [60] identified the highest rate of severe atypical pneumonia in hospitalised children <2 years of age, which differed from other studies. Those with severe pneumonia were also more likely to be co-infected with other bacterial pathogens (predominantly pneumococcus) or respiratory viruses than the non-severe group.

Jiang et al. [61] focused on co-infections in children 1 month to 14 years of age, with CAP admitted to a tertiary hospital in China. Of 293 cases, 71.3% were mixed viral-bacterial infections, 19.1% mixed viral-viral infections, and 9.6% mixed bacterial-bacterial infections. Young age (<6 months) and admission to a paediatric intensive care unit (PICU) were associated with co-infections [61].

Two studies [58,63] were conducted in countries with high rates of HIV (Malawi and South Africa). One study focused on causes of severe/very severe pneumonia and detected bacteria in 18% of cases (predominantly S. pneumoniae and S. typhimurium), as well as PJP in 16 cases and TB in 10 cases [58]. The second study described the incidence of PJP (over 50% of cases), which was predominantly diagnosed in HIV-infected individuals. In addition, 61% had CMV, while only five patients were diagnosed with TB [63]. Neither country had introduced PCV at the time of the studies.

A study from Bangladesh [55], which enrolled severely malnourished (z score weight for height<-3 or z score weight for age<-4 or nutritional oedema) children <5 years with radiological pneumonia, explored different diagnostics and specimens for TB diagnosis. Induced sputum culture was positive in 2.5% (n = 10/394) of cases, while gastric lavage culture was positive in 1.5% (n = 6) cases. The yield from Xpert MTB/RIF was higher from both induced sputum (n = 16, 7.6%) and gastric lavage (n = 11, 5.1%). In addition, 4% of blood cultures were positive [55]. Of the 12 studies, four were deemed of moderate quality and eight weak as rated by the EPHPP Quality Assessment Tool.

DISCUSSION

This systematic review identified the main aetiological agents associated with childhood pneumonia in LMICs in the era of widespread routine PCV and Hib vaccine use. A limited number of pathogens, including RSV, HMPV, influenza, parainfluenza, S. pneumoniae, H. influenzae, S. aureus, M. pneumoniae and M. tuberculosis, accounted for most pneumonia cases in most regions, even though case definitions and detection methods varied between studies and settings. PCV coverage, age, severity of disease, medical conditions and regional differences need to be considered in the interpretation of aetiological results and treatment of pneumonia.

Pathogens appear to vary by region and between high and low mortality settings. AFRO region studies generally showed a predominance of bacterial pathogens. SEARO/WPRO countries proportionally demonstrated more viruses, while WPRO countries such as China, showed atypical bacteria to be important in older children. Although some of these differences may be real variations, they are also likely a function of variable diagnostic capacity, difference in laboratory quality and standards and difference in routine testing.

Studies which described disease by severity showed higher bacterial detection in severe cases compared with non-severe cases. This included complicated disease, such as empyema, (S. pneumoniae, H. influenzae, and S. aureus) and post-mortem studies. M. tuberculosis was also detected when appropriate testing was done as a primary cause of death or, to a lesser extent, as a comorbid condition. RSV was found to be important in hospitalised infants who died and, in studies published subsequent to the review, in children who died outside a health facility [6568]. This review was undertaken before COVID-19 pneumonia data in children was reported. However, subsequently, a South African study conducted during the peak of the first wave of the COVID-19 outbreak identified histopathology lung findings in 11 cases in which COVID-19 was considered to have contributed to the child’s death [69].

In mild and moderate disease, viruses were the predominant cause of ALRI requiring hospital admission in young children. The most common virus causing severe disease was RSV, especially in children <2 years of age. Influenza and atypical bacteria (C. pneumoniae and M. pneumoniae) were more common in older children compared with younger children. Severe disease is usually attributed to bacteria as a single pathogen; however, it can also often come from a viral infection followed or accompanied by a bacterial infection, especially in susceptible hosts.

Respiratory tract co-infections are complex and dependent on multiple factors, including the different pathogens involved. Numerous studies in the review had limited bacterial testing and did not report on co-infections. Additionally, the Integrated Analysis model used in PERCH assumed that each pneumonia case was caused by a primary pathogen [3].

Children colonised with pneumococci who are co-infected with respiratory viruses tend to have high nasopharyngeal pneumococcal density [7072]. Higher pneumococcal colonisation density has also been associated with severe pneumonia [73]. However, a recent study from Israel during COVID-19, when there was no RSV circulating due to public health measures, found that pneumonia admission rates in children declined but pneumococcal density remained unchanged throughout the same period. This suggests that pneumococcal density has less of a a role in pneumonia severity but RSV (and other viruses) may play a more prominent role in disease progession and severity [74].

Public health strategies

Targeting high risk populations is a common public health prevention strategy. Children and infants living with HIV are known to be at increased risk of incidence and mortality from pneumonia. This increased risk is evident across all common infectious causes of pneumonia (ie, bacteria, viruses and TB), but also includes opportunistic pathogens such as P. jirovecii and cytomegalovirus [75,76]. ALRI co-infections in HIV-infected children are common. The epidemiology of ALRI in HIV-infected children has changed since the introduction of strategies to reduce mother-to-child HIV transmission, early anti-retroviral therapy and routine cotrimoxazole preventive treatment [75]. Results in HIV-infected children with radiologically confirmed pneumonia from two PERCH sites [75,76] reported the highest aetiological fraction for P. jirovecii, S. pneumoniae, S. aureus (in both), M. tuberculosis (in Zambia) [76], and RSV (in South Africa) [75]. CMV was not an important contributor to the burden of disease [75,76]. Empirical treatment for HIV-infected children should include coverage for common and opportunistic pathogens, although uncertainty remains about the pathogenicity of CMV and the empirical treatment’s effectiveness [77].

There is a synergistic relationship between malnutrition and infection [78]. Malnutrition is associated with a change in the pattern of colonising organisms and variations in normal intestinal function with associated malabsorption, inflammation, changes in metabolism, and leakage of bacteria. Malnutrition compromises mucosal epithelial barriers in the gastrointestinal and respiratory tracts, reducing the first line of defense against infections [78]. Children with malnutrition have high rates of bacterial pneumonia and TB and are more likely to be admitted to hospital with bacterial pneumonia [3]. Severely malnourished children often have an atypical pneumonia presentation and are unable to cough effectively. Malnutrition has also been shown to be associated with a higher risk of mortality amongst pneumonia cases [79,80]. Despite this, there were very few studies on the aetiology of pneumonia in malnourished children. More research is needed to address questions on changes in nutritional status and immune competence during and after infection events.

Many studies in the review did not include testing for M.tuberculosis. When tested for, TB was found to be a frequent primary cause of pneumonia or comorbidity in children, especially in cases with empyema. In high TB prevalence settings, children are often initiated on TB therapy without a microbiological diagnosis. Confirming the diagnosing of TB is challenging in young children with sputum culture of a 50% sensitivity at best; clinicians often rely on contact history, non-specific symptoms, and radiological evidence. However, TB is often associated with mortality in children with severe pneumonia, and so early treatment is critical [81].

Viral pathogens are an important cause of pneumonia disease burden across all LMICs, and access to supportive measures such as oxygen and ventilation should be made a priority for severe cases. With the ongoing COVID-19 pandemic, acute respiratory infection with SARS-CoV-2 is generally mild in children, whilst post-infectious outcomes may be more complicated. More research is needed, especially in LMICs [82]. The development and rollout of an effective RSV vaccine would play a major role in preventing childhood pneumonia. In addition, the burden of bacterial disease is higher in populations that are not vaccinated. Systems should be strengthened to provide equitable and universal access to vaccination against important causes of severe pneumonia in children.

Identification of pneumonia

Even within the PERCH Network, severity of disease varied greatly between sites. Since the review, a number of manuscripts from individual PERCH sites have described site findings [75,76,79,80,8387]. Variation in disease severity by PERCH site was likely due to several factors. First, high and low mortality settings differ inherently from one another regarding HIV infection and other comorbid infectious disease rates, access to care, and vaccine programmes; second, the inclusion of wheezing, often associated with chest indrawing, even in non-severe cases, varied between sites; and lastly, the heterogeneity in bacterial case definition was complex and relied on carriage data [88,89].

There are many challenges with different biological specimens and diagnostic methods used to determine the aetiology of pneumonia [90], especially for bacteria. Lung tissue is ideal, but impractical. Bacteria are an important cause of severe pneumonia, but blood cultures, considered the gold standard, have low diagnostic sensitivity (10%-15%). PCR techniques may improve the detection of pneumococcal bacteraemia, including in cases with pre-existing antibiotic treatment. S. pneumoniae and H. influenzae may be detected with culture or PCR in samples from pleural fluid [91,92]. However, the detection of S. pneumoniae by PCR (lytA) in culture negative blood [93,94] and lung aspirate [24] specimens is not universally regarded as diagnostic of pneumococcal pneumonia in children, as detection by PCR may reflect carriage rather than disease. Nasopharyngeal aspirate can be used to detect M.tuberculosis, especially given the increasing availability of Xpert MTB/RIF [95]. In children with respiratory distress, the use of sampling such as nasopharyngeal aspirate or stool has advantages over more invasive sampling such as induced sputum or gastric aspirate [96]. Serology based tests for atypical organisms are unreliable for determining aetiology; they lack specificity and are more useful with paired convalescent serology. Upper respiratory tract samples do not necessarily reflect the organisms in the lower airways or lungs, especially for bacteria as colonisation is common [97]. Lastly, some LMICs have limited access to RT-PCR testing for viruses.

Recommendations for antibiotic treatment

The current WHO guidelines for the treatment of pneumonia in children include clear indications for the use of antibiotics [47,98]. Based on the available epidemiological data included in this review, treatment for community acquired pneumonia should target S. pneumoniae and H. influenzae with oral amoxicillin. H. influenzae susceptibility may be variable, however given low rate of identification in the review, amoxicillin remains acceptable. For severe community acquired pneumonia, parenteral amoxicillin (or penicillin G) and gentamicin are appropriate as per current guidelines. If there is no or poor response to treatment or any signs of S. aureus infection (empyema, pneumatoceles, cellulitis, osteomyelitis), treatment should include parenteral flucloxacillin and gentamicin. In children 5-14 years, providers should consider adding a macrolide if atypical pathogens are suspected or confirmed.

Oseltamivir for influenza may be important in older children with pneumonitis or other signs of severe influenza. In lower risk children, studies have reported variable rates of effectiveness across different respiratory outcomes [99,100]. For severe community-acquired pneumonia with hypoxaemia or para-pneumonic effusion or empyema, treatment should target S. pneumoniae, S. aureus, and H. influenzae with parenteral flucloxacillin and gentamicin, or parenteral flucloxacillin and ceftriaxone.

In children with HIV, treatment should include antibiotics as described for community-acquired pneumonia, plus anti-TB treatment if there are supportive features such as recent contact or poor response to antibiotics. In addition, treatment for opportunistic pathogens such as P.jirovecii or CMV is considered for HIV-infected infants with severe pneumonia.

Local epidemiology and susceptibility patterns should guide second line therapy. In settings where methicillin-resistant S. aureus (MRSA) is common, among high-risk populations with evidence of S. aureus pneumonia (pneumatocoeles, associated soft-tissue, bone and joint infection), treatment should include vancomycin or another agent against MRSA.

Limitations

There were several limitations identified in the included studies. First, the high variability in testing strategies and methodologies makes it difficult to compare findings across studies. Due to the heterogeneity between sites, the ability to pool results was limited. Second, case definitions for pneumonia, including those of severity, varied across studies; there was, however, some similarity in the main pathogens identified. Third, studies tested for different pathogens. For example, atypical bacteria were mainly included in studies from the WPRO region, while pleural effusion studies generally only tested for bacteria, actively excluding TB-associated pleural effusions. Fourthly, many studies had no control group, which is important when attributing cause to viral pathogens. Fifthly, while S. pneumoniae was still a common bacteria detected in the era of PCV use, studies did not aim to demonstrate the impact of PCV vaccination on aetiology and need to be interpreted in the context of PCV vaccination coverage. Lastly, studies used variable, often broad age groups, yet aetiology is age-related. Overall further research is needed and possible applications to policy and antibiotic selection in childhood pneumonia should be ultimately guided by local health care systems, stakeholders, and resources.

CONCLUSIONS

We identified that a number of pathogens, including RSV, influenza, human metapneumovirus, S. pneumoniae, H. influenzae, S. aureus, and M.tuberculosis, as important targets for prevention and treatment of childhood ALRI in LMICs. Bacterial pathogens are still responsible for a large proportion of severe or complicated pneumonia, but vaccines against RSV are likely to play a large role in preventing pneumonia. Future research should focus on strengthening the context-specific diagnostic facility capacities for improving local knowledge of viral and bacterial pneumonia aetiology, including identification of pneumonia severity in children. Future studies should include a consistent case definition (eg, WHO pneumonia case definitions), distinguish pneumonia from bronchiolitis where possible, and disaggregate data according to age, as well as clinical and epidemiological risk factors. In addition, an increased emphasis on research that includes very severe and fatal pneumonia in more settings is advisable, especially as we start to monitor replacement in countries using PCV.

Additional material

Online Supplementary Document

Acknowledgements

Disclaimer: The authors alone are responsible for the views expressed in this publication and they do not necessarily represent the views, decisions or policies of the World Health Organization.

Acknowledgements: Thanks to Poh Chua, research librarian, for substantial technical support in setting up and running the database searches, and Helen Thomson and Haset Samuel for administrative support.

[1] Funding: This work was funded by a grant from the World Health Organization (WHO) to the Murdoch Children’s Research Institute (MCRI). Employees of WHO contributed to the design and oversight of the reviews. Any views or opinions presented are solely those of the author and do not necessarily represent those of the WHO, unless otherwise specifically stated.

[2] Authorship contributions: CvM, FMR, EKM, and members of the ARI Review group conceived the study and initiated the study design. CvM and DB led the conduct of searches and data extraction. Data analysis was conducted by CvM. The manuscript was drafted by CvM, with input from DB, FMR and EKM. All authors contributed to revisions and approved the final manuscript.

[3] Competing interests: The authors completed the ICMJE Unified Competing Interest Form (available upon request from the corresponding author) and declare no conflicts of interest.

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Corresponce to:
Dr Claire von Mollendorf
Murdoch Children’s Research Institute
The Royal Children’s Hospital
50 Flemington Road
Parkville, Victoria 3052
Australia
[email protected]